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Securities Act; investment advisor advertising.
Securities Act; investment advisor advertising. Permits an investment advisor to solicit, disseminate, or otherwise use advertisements, including client testimonials and endorsements, provided such advertisements comply with the requirements for an advertisement solicited, disseminated, or used by a federally registered investment advisor under federal law.
Source: OpenStates · fetched April 13, 2026
May be exposed to new or modified advertising from investment advisors, potentially influencing their investment decisions.
- W-2 worker (non-union)indirectMinor impactMedium certainty
May be exposed to new or modified advertising from investment advisors, potentially influencing their investment decisions.
“Permits an investment advisor to solicit, disseminate, or otherwise use advertisements, including client testimonials and endorsements, provided such advertisements comply with the requirements for an advertisement solicited, disseminated, or used by a federally registered investment advisor under federal law.”· Securities Act; investment advisor advertising.
- Permits investment advisors to use advertisements, including testimonials and endorsements.
- Requires these advertisements to comply with federal law requirements for federally registered investment advisors.
- Removes state-specific restrictions on investment advisor advertising.
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